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Court Dockets
US Court of Appeals for the Fifth Circuit
Docket for Case #: 20-61007
Docket for Case #: 20-61007
Jarkesy v. SEC
DOCKET INFORMATION
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| Amicus Curiae |
Cato Institute
Amicus Curiae
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| Representation | |||
| Russell Ryan King & Spalding, L.L.P. 1700 Pennsylvania Avenue, N.W. Washington, DC 20006 Personal: 202-626-5457 [COR LD NTC Retained] | |||
| Amicus Curiae |
Phillip Goldstein
Amicus Curiae
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| Representation | |||
| Samuel Wollin Cooper Paul Hastings L.L.P. 600 Travis Street Houston, TX 77002-0000 [COR LD NTC Retained] | |||
| Amicus Curiae |
Mark Cuban
Amicus Curiae
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| Representation | |||
| Samuel Wollin Cooper Paul Hastings L.L.P. 600 Travis Street Houston, TX 77002-0000 [COR LD NTC Retained] | |||
| Amicus Curiae |
Nelson Obus
Amicus Curiae
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| Representation | |||
| Samuel Wollin Cooper Paul Hastings L.L.P. 600 Travis Street Houston, TX 77002-0000 [COR LD NTC Retained] | |||
| Entry | Filed | Description | |
|---|---|---|---|
| BL-1 | Nov 2, 2020 | View | AGENCY CASE docketed. Petition for review filed by Petitioners Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C.. Date received in 5th Circuit: 10/28/2020. Administrative Record due on 12/14/2020 [20-61007] (MCS) |
| BL-2 | Nov 4, 2020 | Request | APPEARANCE FORM for the court's review. Lead Counsel? Yes. [20-61007] (S. Michael McColloch ) |
| BL-3 | Nov 4, 2020 | Request | APPEARANCE FORM for the court's review. Lead Counsel? No. [20-61007] (Karen L. Cook ) |
| BL-4 | Nov 5, 2020 | Request | APPEARANCE FORM FILED by Attorney S. Michael McColloch for Petitioners Patriot28, L.L.C. and George R. Jarkesy, Jr., in 20-61007. [20-61007] (DLJ) |
| BL-5 | Nov 5, 2020 | Request | APPEARANCE FORM FILED by Attorney Karen L. Cook for Petitioners Patriot28, L.L.C. and George R. Jarkesy, Jr., in case 20-61007. [20-61007] (DLJ) |
| BL-6 | Nov 9, 2020 | Request | INITIAL CASE CHECK by Attorney Advisor complete, Action: Case OK to Process. [9438318-2] Initial AA Check Due satisfied. [20-61007] (MCS) |
| BL-7 | Nov 9, 2020 | Request | APPEARANCE FORM for the court's review. Lead Counsel? Yes. [20-61007] (Paul Gerard Alvarez ) |
| BL-8 | Nov 9, 2020 | Request | APPEARANCE FORM FILED by Attorney Paul Gerard Alvarez for Respondent SEC, in case 20-61007. [20-61007] (DLJ) |
| BL-9 | Nov 23, 2020 | Request | APPEARANCE FORM for the court's review. Lead Counsel? No. [20-61007] (Daniel J. Aguilar ) |
| BL-10 | Nov 25, 2020 | Request | APPEARANCE FORM FILED by Attorney(s) Daniel J. Aguilar for party(s) Respondent SEC, in case 20-61007 [20-61007] (CB) |
| BL-11 | Nov 30, 2020 | Request | APPEARANCE FORM for the court's review. Lead Counsel? No. [20-61007] (Dominick V. Freda ) |
| BL-12 | Dec 1, 2020 | Request | APPEARANCE FORM FILED by Attorney Dominick V. Freda for Respondent SEC, in case 20-61007. [20-61007] (DLJ) |
| BL-13 | Dec 10, 2020 | Request | CERTIFIED LIST filed. Date of Service: 12/10/2020 via email - Attorney for Respondents: Aguilar, Alvarez, Fields, Freda; Attorney for Petitioners: Cook, McColloch; US mail - Attorney for Respondent: Fields [20-61007] (Paul Gerard Alvarez ) |
| BL-14 | Dec 10, 2020 | Request | Certified List FILED in lieu of record.Administrative record deadline satisfied. [20-61007] (DLJ) |
| BL-15 | Dec 10, 2020 | Request | BRIEFING NOTICE ISSUED. A/Pet's Brief Due on 01/19/2021, for Petitioners George R. Jarkesy, Jr., and Patriot28, L.L.C. [20-61007] (DLJ) |
| BL-16 | Dec 21, 2020 | Request | EXTENSION RECEIVED for Petitioners Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C. Extension Granted to and including 02/18/2021. A/Pet's Brief deadline updated to 02/18/2021 for Petitioners George R. Jarkesy Jr. and Patriot28, L.L.C. [20-61007] (RLL) |
| BL-17 | Jan 29, 2021 | Request | UNOPPOSED MOTION filed by Petitioners Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C. to file brief in excess of the page limitations but not to exceed 55 pages [9493674-2]. Date of service: 01/29/2021 via email - Attorney for Respondents: Aguilar, Alvarez, Fields, Freda; Attorney for Petitioners: Cook, McColloch [20-61007] (Karen L. Cook ) |
| BL-18 | Feb 1, 2021 | Request | CLERK ORDER granting Motion to file brief in excess pages filed by Petitioners Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C. [20-61007] (WMJ) |
| BL-19 | Feb 17, 2021 | Request | UNOPPOSED LEVEL 1 EXTENSION REQUESTED by Petitioners Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C. for filing Opening Brief until 02/24/2021 [20-61007] (S. Michael McColloch ) |
| BL-20 | Feb 17, 2021 | Request | EXTENSION RECEIVED for Petitioners Mr. George R. Jarkesy, Jr., and Patriot28, L.L.C. Extension Granted to and including 02/24/2021. A/Pet's Brief deadline updated to 02/24/2021, for Petitioners George R. Jarkesy, Jr., and Patriot28, L.L.C. [20-61007] (DLJ) |
| BL-21 | Mar 2, 2021 | Request | EXTENSION RECEIVED for Petitioners Mr. George R. Jarkesy, Jr., and Patriot28, L.L.C. Extension Granted to and including 03/10/2021. A/Pet's Brief deadline updated to 03/10/2021, for Petitioners George R. Jarkesy Jr. and Patriot28, L.L.C. [20-61007] Deadline extended per General Order. (DLJ) |
| BL-22 | Mar 10, 2021 | View | SUFFICIENT PETITIONERS' BRIEF FILED.<br> Sufficient Brief deadline satisfied. PAPER COPY REQUESTS SUSPENDED AT THIS TIME. [20-61007] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: PETITIONERS' BRIEF FILED. Brief NOT Sufficient as the sentences in the Statement of Issues Presented for Review section must be double-spaced, the Certificate of Compliance must be edited to list the word count of the brief, and the brief exceeds the 55 page limit granted in the order issued 02/01/2021. Instructions to Attorney: PLEASE READ THE ATTACHED NOTICE FOR INSTRUCTIONS ON HOW TO REMEDY THE DEFAULT. # of Copies Provided: 0. A/Pet's Brief deadline satisfied. Sufficient Brief due on 03/25/2021, for Petitioners George R. Jarkesy, Jr., and Patriot28, L.L.C. [20-61007] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: APPELLANT'S BRIEF FILED by Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C. Date of service: 03/10/2021, via email - Attorney for Respondents: Aguilar, Alvarez, Freda; Attorney for Petitioners: Cook, McColloch; US mail - Attorney for Respondent: Fields. [20-61007] (S. Michael McColloch ) |
| BL-23 | Mar 10, 2021 | View | DOCUMENT RECEIVED - NO ACTION TAKEN. No action will be taken at this time on the "Record on Appeal" document construed as "Record Excerpts," received 03/10/2021, from Petitioners Mr. George R. Jarkesy, Jr., and Patriot28, L.L.C., because the incorrect docket event of "Electronic Administrative Record Filed" was used to file the record excerpts. Instructions to Attorney: PLEASE READ THE ATTACHED NOTICE FOR INSTRUCTIONS ON HOW TO REMEDY THE DEFAULT. Miscellaneous deadline updated to 03/25/2021, for Petitioners George R. Jarkesy Jr., and Patriot28, L.L.C. (Monitoring for the electronic filing of the proper "Record Excerpts Filed" docket event). [20-61007] (DLJ) |
| BL-24 | Mar 12, 2021 | Request | UNOPPOSED MOTION to file petitioners' brief in excess of the page limitations, but not to exceed 57 pages [9525014-2]. [20-61007] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: UNOPPOSED MOTION filed by Petitioners Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C. to file brief in excess of the page limitations but not to exceed 57 pages [9525014-2]. Date of service: 03/12/2021, via email - Attorney for Respondents: Aguilar, Alvarez, Freda; Attorney for Petitioners: Cook, McColloch; US mail - Attorney for Respondent: Fields. [20-61007] (Karen L. Cook ) |
| BL-25 | Mar 17, 2021 | Request | CLERK ORDER granting unopposed motion to file petitioners' brief in excess pages, but not to exceed 57 pages, filed by Petitioners Mr. George R. Jarkesy, Jr., and Patriot28, L.L.C. [9527751-2]. Sufficient Brief deadline updated to 03/31/2021, for Petitioners George R. Jarkesy, Jr., and Patriot28, L.L.C. [9527751-2]. Record Excerpts remain due to be electronically filed by 03/25/2021, for Petitioners George R. Jarkesy, Jr., and Patriot28, L.L.C. E/Res's Brief on 04/16/2021, for Respondent Securities and Exchange Commission. [20-61007] (DLJ) |
| BL-26 | Mar 17, 2021 | Request | MOTION by Not Parties Phillip Goldstein, Mark Cuban and Nelson Obus to file amicus brief in support of petitioners and reversal of the Securities and Exchange Commission's order [9528364-2]. [20-61007] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: MOTION by PHILLIP GOLDSTEIN, MARK CUBAN, AND NELSON OBUS AS AMICI CURIAE to file amicus brief [9528364-2]. Date of service: 03/17/2021, via email - Attorney for Respondents: Aguilar, Alvarez, Freda; Attorney for Petitioners: Cook, McColloch; US mail - Attorney for Respondent: Fields. [20-61007] (Samuel Wollin Cooper ) |
| BL-27 | Mar 17, 2021 | Request | APPEARANCE FORM for the court's review. Lead Counsel? Yes. [20-61007] (Margaret A. Little ) |
| BL-28 | Mar 17, 2021 | Request | APPEARANCE FORM for the court's review. Lead Counsel? Yes. [20-61007] (Samuel Wollin Cooper ) |
| BL-29 | Mar 17, 2021 | Request | UNOPPOSED MOTION by Not Party New Civil Liberties Alliance to file amicus brief in support of petitioners [9528460-2]. [20-61007] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: UNOPPOSED MOTION by New Civil Liberties Alliance to file amicus brief [9528460-2]. Date of service: 03/17/2021, via email - Attorney for Respondents: Aguilar, Alvarez, Freda; Attorney for Petitioners: Cook, McColloch; US mail - Attorney for Respondent: Fields. [20-61007] (Margaret A. Little ) |
| BL-30 | Mar 17, 2021 | Request | APPEARANCE FORM for the court's review. Lead Counsel? Yes. [20-61007] (Russell Ryan ) |
| BL-31 | Mar 17, 2021 | View | SUFFICIENT AMICUS CURIAE BRIEF FILED (Counsel Appearance Form processed, accepted & filed). AMICUS CURIAE BRIEF FILED by Cato Institute in support of petitioners. The Consent is Included in the Brief. Brief NOT Sufficient as it requires an Appearance Form from counsel signing the brief (APPEARANCE FORM RECEIVED 03/17/2021; BUT NOT YET PROCESSED BY THE COURT). Instructions to Attorney: PLEASE READ THE ATTACHED NOTICE FOR INSTRUCTIONS ON HOW TO REMEDY THE DEFAULT. # of Copies Provided: 0 (PAPER COPY REQUESTS SUSPENDED AT THIS TIME). Sufficient Brief due on 04/01/2021, for Amicus Curiae Cato Institute. [20-61007] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: AMICUS CURIAE BRIEF FILED by The Cato Institute. Date of service: 03/17/2021, via email - Attorney for Respondents: Aguilar, Alvarez, Freda; Attorney for Petitioners: Cook, McColloch; US mail - Attorney for Respondent: Fields. [20-61007] (Russell Ryan ) |
| BL-32 | Mar 18, 2021 | Request | ATTORNEY NOT PARTICIPATING. Brent J. Fields is designated as inactive in this case. Reason: Counsel is no longer involved in the Agency in the capacity as Respondent's counsel. [20-61007] (DLJ) |
| BL-33 | Mar 18, 2021 | Request | APPEARANCE FORM FILED by Attorney Margaret A. Little for Not Party New Civil Liberties Alliance in 20-61007. [20-61007] (DLJ) |
| BL-34 | Mar 18, 2021 | Request | APPEARANCE FORM FILED by Attorney Russell Ryan for Amicus Curiae Cato Institute in 20-61007. Sufficient Brief deadline satisfied. [20-61007] (DLJ) |
| BL-35 | Mar 19, 2021 | Request | Attorney Mr. Samuel Wollin Cooper for Not Parties Mr. Mark Cuban, Mr. Phillip Goldstein and Mr. Nelson Obus is advised to resubmit an appearance form. Reason: No signature on appearance form. [20-61007] (BF) |
| BL-36 | Mar 19, 2021 | Request | APPEARANCE FORM for the court's review. Lead Counsel? Yes. [20-61007] (Samuel Wollin Cooper ) |
| BL-37 | Mar 22, 2021 | Request | APPEARANCE FORM FILED by Attorney Samuel Wollin Cooper for Not Party Nelson Obus, Mark Cuban and Phillip Goldstein in 20-61007. [20-61007] (DLJ) |
| BL-38 | Mar 24, 2021 | Request | PROPOSED SUFFICIENT BRIEF filed by Petitioners Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C. Date of service: 03/24/2021 via email - Attorney for Respondents: Aguilar, Alvarez, Freda; Attorney for Petitioners: Cook, McColloch; Attorney for Not Parties: Cooper, Little; Attorney for Amicus Curiae: Ryan [20-61007] (S. Michael McColloch ) |
| BL-39 | Mar 24, 2021 | View | SUFFICIENT RECORD EXCERPTS FILED. Sufficient Record Excerpts deadline satisfied. PAPER COPY REQUESTS SUSPENDED AT THIS TIME. [20-61007] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: RECORD EXCERPTS FILED. Record Excerpts NOT Sufficient as the title on the front cover page must be corrected, the Table of Contents list of documents must be numbered, and Tabs must be inserted between each document in the record excerpts. Instructions to Attorney: PLEASE READ THE ATTACHED NOTICE FOR INSTRUCTIONS ON HOW TO REMEDY THE DEFAULT. # of Copies Provided: 0. Sufficient Record Excerpts due on 04/07/2021, for Petitioners George R. Jarkesy, Jr., and Patriot28, L.L.C. [20-61007] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: RECORD EXCERPTS FILED by Petitioners Mr. George R. Jarkesy, Jr., and Patriot28, L.L.C. Date of service: 03/24/2021, via email - Attorney for Respondents: Aguilar, Alvarez, Freda; Attorney for Petitioners: Cook, McColloch; Attorney for Not Parties: Cooper, Little; Attorney for Amicus Curiae: Ryan. [20-61007] (Karen L. Cook ) |
| BL-40 | Mar 24, 2021 | Request | APPEARANCE FORM for the court's review. Lead Counsel? No. [20-61007] (Amanda Mundell ) |
| BL-41 | Mar 26, 2021 | Request | APPEARANCE FORM FILED by Attorney(s) Amanda Mundell for party(s) Respondent SEC, in case 20-61007 [20-61007] (MRW) |
| BL-42 | Mar 26, 2021 | Request | UNOPPOSED LEVEL 1 EXTENSION REQUESTED by Respondent SEC for filing Respondent's Brief until 05/17/2021 [20-61007] (Daniel J. Aguilar ) |
| BL-43 | Mar 29, 2021 | Request | EXTENSION RECEIVED for Respondent SEC. Extension Granted to and including 05/17/2021. E/Res's Brief deadline updated to 05/17/2021, for Respondent Securities and Exchange Commission. [20-61007] (DLJ) |
| BL-44 | Mar 29, 2021 | Request | PROPOSED SUFFICIENT RECORD EXCERPTS filed by Petitioners Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C. Date of service: 03/29/2021 via email - Attorney for Respondents: Aguilar, Alvarez, Freda, Mundell; Attorney for Petitioners: Cook, McColloch; Attorney for Not Parties: Cooper, Little; Attorney for Amicus Curiae: Ryan [20-61007] (Karen L. Cook ) |
| BL-45 | Apr 21, 2021 | Request | APPEARANCE FORM for the court's review. Lead Counsel? No. [20-61007] (Joshua Marc Salzman ) |
| BL-46 | Apr 22, 2021 | Request | APPEARANCE FORM FILED by Attorney Joshua Marc Salzman for Respondent SEC, in case 20-61007. [20-61007] (DLJ) |
| BL-47 | May 7, 2021 | Request | COURT ORDER granting motion to file amici brief, filed by Mr. Mark Cuban, Mr. Phillip Goldstein and Mr. Nelson Obus , in 20-61007. [20-61007] (DLJ) |
| BL-48 | May 7, 2021 | View | AMICUS CURIAE BRIEF FILED by Mr. Mark Cuban, Mr. Phillip Goldstein and Mr. Nelson Obus. Consent is Not Necessary as a Motion has been Granted. # of Copies Provided: 0 (PAPER COPY REQUESTS SUSPENDED AT THIS TIME). [20-61007] (DLJ) |
| BL-49 | May 7, 2021 | View | SUFFICIENT<br> AMICUS CURIAE BRIEF FILED by the New Civil Liberties Alliance. <br>Sufficient Brief deadline satisfied. PAPER COPY REQUESTS SUSPENDED AT THIS TIME. [20-61007] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: AMICUS CURIAE BRIEF FILED by the New Civil Liberties Alliance. Consent is Not Necessary as a Motion has been Granted. Brief NOT Sufficient as the Certificate of Compliance is out of order, and the Table of Contents must be edited to reflect change to brief's content. Instructions to Attorney: PLEASE READ THE ATTACHED NOTICE FOR INSTRUCTIONS ON HOW TO REMEDY THE DEFAULT. # of Copies Provided: 0. Sufficient Brief due on 05/21/2021, for the New Civil Liberties Alliance. [20-61007] (DLJ) |
| BL-50 | May 7, 2021 | View | PROPOSED SUFFICIENT BRIEF filed by Amicus Curiae New Civil Liberties Alliance in 20-61007 Date of service: 05/07/2021 via email - Attorney for Respondents: Aguilar, Alvarez, Freda, Mundell, Salzman; Attorney for Petitioners: Cook, McColloch; Attorney for Amici Curiae: Cooper, Little, Ryan [20-61007] (Margaret A. Little ) |
| BL-51 | May 7, 2021 | Request | PROPOSED SUFFICIENT BRIEF filed by Amicus Curiae New Civil Liberties Alliance Date of service: 05/07/2021 via email - Attorney for Respondents: Aguilar, Alvarez, Freda, Mundell, Salzman; Attorney for Petitioners: Cook, McColloch; Attorney for Amici Curiae: Cooper, Little, Ryan [20-61007] (Margaret A. Little ) |
| BL-52 | May 17, 2021 | View | APPELLEE'S BRIEF FILED E/Res's Brief deadline satisfied. Reply Brief due on 06/07/2021 for Petitioners George R. Jarkesy Jr. and Patriot28, L.L.C. [20-61007]<br>REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: APPELLEE'S BRIEF FILED by SEC. Date of service: 05/17/2021 via email - Attorney for Respondents: Aguilar, Alvarez, Freda, Mundell, Salzman; Attorney for Petitioners: Cook, McColloch; Attorney for Amici Curiae: Cooper, Little, Ryan [20-61007] (Daniel J. Aguilar ) |
| BL-53 | Jun 7, 2021 | View | PETITIONERS' REPLY BRIEF FILED. # of Copies Provided: 0<br> (PAPER COPY REQUESTS SUSPENDED AT THIS TIME). Reply Brief deadline satisfied. [20-61007] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: APPELLANT'S REPLY BRIEF FILED by Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C. Date of service: 06/07/2021, via email - Attorney for Respondents: Aguilar, Alvarez, Freda, Mundell, Salzman; Attorney for Petitioners: Cook, McColloch; Attorney for Amici Curiae: Cooper, Little, Ryan. NOTE: The non-compliant Appendix attachment was removed from the petitioners' reply brief. Miscellaneous deadline due 06/18/2021, for Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C. (Monitoring for proper filing of "Appendix Filed" docket event). [20-61007] (S. Michael McColloch ) |
| BL-54 | Jun 7, 2021 | View | DOCUMENT RECEIVED - NO ACTION TAKEN. No action will be taken at this time on the Appendix received 06/07/2021, from Petitioners Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C., because it was incorrectly attached to the petitioners' reply brief docket event. Instead, the Appendix must be separately filed via the "Appendix Filed" docket event. Instructions to Attorney: PLEASE READ THE ATTACHED NOTICE FOR INSTRUCTIONS ON HOW TO REMEDY THE DEFAULT. Miscellaneous deadline due 06/18/2021, for Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C. (Monitoring for proper filing of "Appendix Filed" docket event). [20-61007] (DLJ) |
| BL-55 | Jun 9, 2021 | View | SUFFICIENT APPENDIX FILED. APPENDIX FILED. [20-61007] Appendix NOT Sufficient as a front cover page is required. Instructions to Attorney: PLEASE READ THE ATTACHED NOTICE FOR INSTRUCTIONS ON HOW TO REMEDY THE DEFAULT. # of Copies Provided: 0. Sufficient Appendix due via E-MAIL on 06/23/2021, for Petitioners George R. Jarkesy, Jr., and Patriot28, L.L.C. REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: APPENDIX FILED by Petitioners Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C. Date of Service: 06/09/2021, via email - Attorney for Respondents: Aguilar, Alvarez, Freda, Mundell, Salzman; Attorney for Petitioners: Cook, McColloch; Attorney for Amici Curiae: Cooper, Little, Ryan. [20-61007] (S. Michael McColloch ) |
| BL-56 | Jun 9, 2021 | View | DOCUMENT RECEIVED - NO ACTION TAKEN. No action will be taken at this time on the duplicate Appendix Filed docket event received 06/09/2021, from Petitioners Mr. George R. Jarkesy, Jr., and Patriot28, L.L.C,. because duplicate docket events are not allowed without prior authorization from the Court & the title on the Appendix front cover page is incorrect. Instructions to Attorney: PLEASE READ THE ATTACHED NOTICE FOR INSTRUCTIONS ON HOW TO REMEDY THE DEFAULT. Sufficient Appendix remains due via E-MAIL on 06/23/2021, for Petitioners George R. Jarkesy, Jr., and Patriot28, L.L.C. [20-61007] (DLJ) |
| BL-57 | Jun 22, 2021 | Request | LETTER OF ADVISEMENT. Reason: Notification to all counsel that Appendix has been made sufficient. Sufficient Appendix deadline satisfied. [20-61007] (DLJ) |
| BL-58 | Jul 8, 2021 | Request | PAPER COPIES REQUESTED for the Petitioners' Brief filed 03/10/2021, by Petitioners Mr. George R. Jarkesy, Jr., and Patriot28, L.L.C. in 20-61007 . Paper Copies of Brief due on 07/13/2021, for Amici Curiae Cato Institute, Mark Cuban, Phillip Goldstein, New Civil Liberties Alliance and Nelson Obus, Petitioners George R. Jarkesy, Jr., and Patriot28, L.L.C., and Respondent Securities and Exchange Commission. Paper Copies of Record Excerpts due on 07/13/2021, for Petitioners George R. Jarkesy, Jr., and Patriot28, L.L.C. Paper Copy of Appendix due on 07/13/2021, for Petitioners George R. Jarkesy, Jr., and Patriot28, L.L.C. [20-61007] (DLJ) |
| BL-59 | Jul 12, 2021 | Request | Paper copies of Amicus Brief filed by Amicus Curiae New Civil Liberties Alliance in 20-61007 received. Paper copies match electronic version of document? No They require: It appears that we received a set of the insufficient brief. # of Copies Provided: 7. Paper Copies of Brief due deadline satisfied.. Sufficient Paper Copies of Brief due on 07/19/2021 for Amicus Curiae New Civil Liberties Alliance [20-61007] (DMS) |
| BL-60 | Jul 12, 2021 | Request | Paper copies of Appellant Brief filed by Petitioners Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C. in 20-61007 received. Paper copies match electronic version of document? Yes # of Copies Provided: 7. Paper Copies of Brief due deadline satisfied. [20-61007] (DMS) |
| BL-61 | Jul 12, 2021 | Request | Paper copies of Record Excerpts filed by Petitioners Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C. in 20-61007 received. Paper copies match electronic version of document? Yes # of Copies Provided: 4. Paper Copies of Record Excerpts due deadline satisfied. [20-61007] (DMS) |
| BL-62 | Jul 12, 2021 | Request | Paper copies of Appellant Reply Brief filed by Petitioners Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C. in 20-61007 received. Paper copies match electronic version of document? Yes # of Copies Provided: 7. [20-61007] (DMS) |
| BL-63 | Jul 12, 2021 | Request | Paper copies of Appendix filed by Petitioners Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C. in 20-61007 received. Paper copies match electronic version of document? Yes # of Copies Provided: 1. [20-61007] (DMS) |
| BL-64 | Jul 13, 2021 | Request | Paper copies of Amicus Brief filed by Amici Curiae Mr. Mark Cuban, Mr. Phillip Goldstein and Mr. Nelson Obus in 20-61007 received. Paper copies match electronic version of document? Yes # of Copies Provided: 7. Paper Copies of Brief due deadline satisfied. [20-61007] (DMS) |
| BL-65 | Jul 13, 2021 | Request | Paper copies of Appellee Brief filed by Respondent SEC in 20-61007 received. Paper copies match electronic version of document? Yes # of Copies Provided: 7. Paper Copies of Brief due deadline satisfied. [20-61007] (DMS) |
| BL-66 | Jul 15, 2021 | Request | Paper copies of Amicus Brief received as sufficient. Sufficient Paper Copies of Brief due deadline satisfied. [20-61007] (SEP) |
| BL-67 | Jul 20, 2021 | View | SUPPLEMENTAL AUTHORITIES (FRAP 28j) FILED. [20-61007] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: SUPPLEMENTAL AUTHORITIES (FRAP 28j) FILED by Respondent SEC Date of Service: 07/20/2021, via email - Attorney for Respondents: Aguilar, Alvarez, Freda, Mundell, Salzman; Attorney for Petitioners: Cook, McColloch; Attorney for Amici Curiae: Cooper, Little, Ryan. [20-61007] (Daniel J. Aguilar ) |
| BL-68 | Jul 26, 2021 | Request | EXTENSION RECEIVED for Amicus Curiae Cato Institute. Extension Granted to and including 07/27/2021. Paper Copies of Brief due on 07/27/2021 for Amicus Curiae Cato Institute [20-61007] (AGL) |
| BL-69 | Jul 27, 2021 | Request | Paper copies of Amicus Brief filed by Cato Institute in 20-61007 received. Paper copies match electronic version of document? Yes # of Copies Provided: 7. Paper Copies of Brief due deadline satisfied. [20-61007] (MRW) |
| BL-70 | Jul 30, 2021 | View | RESPONSE filed to the 28j Letter filed by Respondent SEC in 20-61007 . Date of Service: 07/30/2021, via email - Attorney for Respondents: Aguilar, Alvarez, Freda, Mundell, Salzman; Attorney for Petitioners: Cook, McColloch; Attorney for Amici Curiae: Cooper, Little, Ryan. [20-61007] (S. Michael McColloch ) |
| BL-71 | Aug 9, 2021 | Request | CASE TENTATIVELY calendared for oral argument for the week of 10/04/2021. [20-61007] (GAM) |
| BL-72 | Aug 20, 2021 | Request | CASE CALENDARED for oral argument on Wednesday, 10/06/2021 in New Orleans in the En Banc Courtroom -- AM session. In accordance with our policy, lead counsel only will receive via email at a later date a copy of the court's docket and an acknowledgment form. All other counsel of record should monitor the court's website for the posting of the oral argument calendars.. [20-61007] (SME) |
| BL-73 | Aug 23, 2021 | View | SUPPLEMENTAL AUTHORITIES (FRAP 28j) FILED by Respondent SEC Date of Service: 08/23/2021 via email - Attorney for Respondents: Aguilar, Alvarez, Freda, Mundell, Salzman; Attorney for Petitioners: Cook, McColloch; Attorney for Amici Curiae: Cooper, Little, Ryan [20-61007] (Daniel J. Aguilar ) |
| BL-74 | Oct 6, 2021 | Request | ORAL ARGUMENT HEARD before Judges Davis, Elrod, Oldham. Arguing Person Information Updated for: Daniel J. Aguilar arguing for Respondent Securities and Exchange Commission; Arguing Person Information Updated for: S. Michael McColloch arguing for Petitioner George R. Jarkesy, Jr. [20-61007] (SME) |
| BL-75 | Apr 5, 2022 | View | SUPPLEMENTAL AUTHORITIES (FRAP 28j) FILED by Respondent SEC Date of Service: 04/05/2022 via email - Attorney for Respondents: Aguilar, Alvarez, Freda, Mundell, Salzman; Attorney for Petitioners: Cook, McColloch; Attorney for Amici Curiae: Cooper, Little, Ryan [20-61007] (Daniel J. Aguilar ) |
| BL-76 | Apr 14, 2022 | View | RESPONSE filed by Petitioners Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C. to the 28j Letter filed by Respondent SEC Date of Service: 04/14/2022 via email - Attorney for Respondents: Aguilar, Alvarez, Freda, Mundell, Salzman; Attorney for Petitioners: Cook, McColloch; Attorney for Amici Curiae: Cooper, Little, Ryan [20-61007] (Karen L. Cook ) |
| BL-77 | May 18, 2022 | View | PUBLISHED OPINION FILED. [20-61007 Vacated and Remanded] Judge: WED, Judge: JWE, Judge: ASO. Mandate issue date is 07/11/2022 [20-61007] (WMJ) |
| BL-78 | May 18, 2022 | View | JUDGMENT ENTERED AND FILED. Costs Taxed Against: each party to bear own costs. [20-61007] (WMJ) |
| BL-79 | Jul 1, 2022 | View | PETITION for rehearing en banc [9884176-2]. Number of Copies: 0 (PAPER COPY REQUESTS SUSPENDED AT THIS TIME). Mandate issue date canceled.. [20-61007] REVIEWED AND/OR EDITED - The original text prior to review appeared as follows: PETITION filed by Respondent SEC for rehearing en banc [9884176-2]. Date of Service: 07/01/2022, via email - Attorney for Respondents: Aguilar, Alvarez, Freda, Mundell, Salzman; Attorney for Petitioners: Cook, McColloch; Attorney for Amici Curiae: Cooper, Little, Ryan. [20-61007] (Daniel J. Aguilar ) |
| BL-80 | Jul 8, 2022 | Request | COURT DIRECTIVE ISSUED requesting a response to the Petition for rehearing en banc filed by Respondent SEC in 20-61007 . Response/Opposition due on 07/18/2022, Petitioners Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C. [20-61007] (DLJ) |
| BL-81 | Jul 18, 2022 | View | DOCUMENT RECEIVED - NO ACTION TAKEN. No action will be taken at this time on the Opposition to the Petition for Rehearing En Banc received from Petitioners Mr. George R. Jarkesy, Jr. and Patriot28, L.L.C. because the document was filed using the wrong event and must be refiled as a Response/Opposition. [20-61007] (WMJ) |
| BL-82 | Jul 19, 2022 | Request | RESPONSE/OPPOSITION Date of Service: 07/19/2022 via email - Attorney for Respondents: Aguilar, Alvarez, Freda, Mundell, Salzman; Attorney for Petitioners: Cook, McColloch; Attorney for Amici Curiae: Cooper, Little, Ryan. [20-61007] (S. Michael McColloch ) |